Brock Lowell Mcglothin

Current Employers

Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-07-31

OH RA
APPROVED

Since 2019-07-31

Branch Locations

110 North Columbus Street Suite 107, Lancaster, OH 43130 • United States

6059 Frantz Road Suite 106, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mcglothin Ins	Columbus	OH	07/2009	Present
Nationwide Securities, Llc	Dublin	OH	01/2013	07/2019
Nationwide	Columbus	OH	01/2011	Present
Vicus Capital, Inc.	State College	PA	07/2019	Present

07/2009 → Present

Mcglothin Ins

Columbus, OH
01/2013 → 07/2019

Nationwide Securities, Llc

Dublin, OH
01/2011 → Present

Nationwide

Columbus, OH
07/2019 → Present

Vicus Capital, Inc.

State College, PA

Previous Registrations

2018-01-17 → 2019-08-07

Nationwide Securities, Llc

Grandview Heights, OH

Dublin, OH

Other Businesses

- OWNER/APPOINTED TO SELL Life, FIXED, Property and Casualty INSURANCE PRODUCTS THROUGH MCGLOTHIN INSURANCE SINCE 11/2011. LOCATION: 6059 Frantz Road, Suite 106, Dublin OH 43017 SPEND 160 HOURS/MONTH DURING TRADING HOURS. NOT INVESTMENT RELATED. - McGlothin Real Estate Group LLC. Spend approximately 3 hour week. Not investment related. - Midwest Freedom Alliance. Spend approximately 1 hour week. Not investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-01-11

S65 Uniform Investment Adviser Law Examination

2018-01-11

Other Names

Brock L Mcglothin

View on SEC IAPD