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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-05-26 |
Branch Locations
6000 Poplar Avenue Suite 120, Memphis, TN 38119 • United States
1600 West End Avenue Suite 1390, Nashville, TN 37203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Best Buy | Memphis | TN | 04/2005 | 01/2017 |
| Oppenheimer & Co. Inc. | Memphis | TN | 05/2026 | Present |
| Securian Financial Services, Inc. | St. Paul | MN | 08/2016 | 08/2023 |
| Minnesota Life Insurance Co. | St. Paul | MN | 08/2016 | 08/2023 |
| Shoemaker Financial | Germantown | TN | 08/2016 | 11/2023 |
| Cetera Advisor Networks Llc | Germantown | TN | 08/2023 | 11/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | 11/2023 |
| Rbc Capital Markets, Llc | Memphis | TN | 11/2023 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-30 |
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