Best Investors Account Sign in
Inactive

Diana Melyna Romeo

Ernst & Young Investment Advisers LLP

Jericho, NY

East Meadow, NY

Claim This Profile
Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-09
  • NY RA
    APPROVED
    Since 2021-08-09

Branch Locations

One Jericho Plaza Suite 105, Jericho, NY 11753 • United States

East Meadow, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ernst & Young Investment Adviser Llp Jericho NY 10/2007 Present
  • 10/2007 → Present
    Ernst & Young Investment Adviser Llp
    Jericho, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-10
  • S65 Uniform Investment Adviser Law Examination
    2013-05-10

View on SEC IAPD

Other Firms

FIRST LONG ISLAND INVESTORS, LLC
LPL FINANCIAL LLC
UBS FINANCIAL SERVICES INC.
RBC CAPITAL MARKETS, LLC
SASSICAIA CAPITAL ADVISERS LLC
OPAL WEALTH ADVISORS, LLC
MORGAN STANLEY
OPPENHEIMER & CO. INC.

Other Investors

EDWARD CHARLES PALLESCHI
DYLAN PAUL KLEIN
ROBERT DANIEL ROSENTHAL
RALPH FRANCIS PALLESCHI
PHILIP W MALAKOFF
WESLEY Xavier LLADO
BRIAN PHILLIP GAMBLE
CATHERINE PATRICIA BOYLE

Other Offices

FIRST LONG ISLAND INVESTORS, LLC · JERICHO, NY
LPL FINANCIAL LLC · JERICHO, NY
UBS FINANCIAL SERVICES INC. · Jericho, NY
UBS FINANCIAL SERVICES INC. · JERICHO, NY
RBC CAPITAL MARKETS, LLC · JERICHO, NY
UBS FINANCIAL SERVICES INC. · Jericho, NY
ERNST & YOUNG INVESTMENT ADVISERS LLP · Jericho, NY
SASSICAIA CAPITAL ADVISERS LLC · JERICHO, NY

More in Jericho, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor