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Alfred David Carroll

Cannoles Asset Management, Inc.

Dwg, TX

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Current Employers
Cannoles Asset Management, Inc.

2309 Roosevelt Drive Suite A, Dwg, TX 76016-5866 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-01
  • TX RA
    APPROVED
    Since 2014-10-01

Branch Locations

2309 Roosevelt Drive Suite A, Dwg, TX 76016-5866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Al Carroll Cpa, Pllc Arlington TX 08/2006 Present
Cannoles Asset Management, Inc. Dalworthington Gardens TX 09/2014 Present
Previous Registrations
  • 2006-03-28 → 2014-08-26
    Adc Financial Group Llc
    Arlington, TX
Other Businesses

SINCE APRIL 2013, I'VE BEEN EMPLOYED AS A CERTIFIED PUBLIC ACCOUNTANT WITH AL CARROLL CPA, PLLC PRIMARILY IN THE TAXATION AREA. THE FIRM IS LOCATED at AT 1281 W Green Oak Blvd, Suite 123 Arlington, TX 76013. I CURRENTLY WORK AN AVERAGE OF 100 HOURS A MONTH AT THIS JOB AND I HAVE FLEXIBILITY TO MEET WITH FINANCIAL PLANNING AND INVESTMENT ADVISORY CLIENTS AT MY DISCRETION. ALSO, I HAVE ACCESS TO THE INTERNET DURING THE SECURITY TRADING HOURS AND CAN MAKE TRADES WHENEVER IT IS NEEDED.

Designations
Other Names
  • Alfred David Carroll

View on SEC IAPD

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