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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-27 |
| IN | RA | APPROVED | 2025-02-20 |
Branch Locations
10305 Dawson'S Creek Blvd. Suite E, Fort Wayne, IN 46825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tradewell Tax & Financial | Ft Wayne | IN | 12/2014 | 06/2018 |
| Usa Financial Securities | Ada | MI | 01/2015 | 06/2018 |
| Concourse Financial Group Securities Inc | Ft Wayne | IN | 06/2018 | 02/2025 |
| (Dba) Financial Focus | Ft Wayne | IN | 06/2018 | Present |
| Cetera Wealth Services, Llc | Fort Wayne | IN | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) FINANCIAL FOCUS; Investment Related; 10305 Dawson's Creek Blvd, Suite E, Ft Wayne, IN 46825; Insurance and Financial Services; Financial Planner/Agent; Start Date 06/2018; 160 hours per month with most of those hours occurring during trading hours; I sell annuities and other insurance products (Life/Health and Long-Term Care). >> STATE OF INDIANA; Non-Investment Related; 200 W Washington St, Indianapolis, IN 46204; Other; Lay Member; Start Date 08/2018; 8 hours per month; Oversight and study of pension managers - meet and study issues affecting Indiana Pension. >> ARMOR OF GOD INC; Non-Investment Related; Fort Wayne, IN 46825; Other; Board Member; Start Date 01/2023; 10 hours per month with no hours per month during trading hours; As treasurer my responsibilities include paying bills, writing checks, providing info related to the entity and tax filings. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/9/2010; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-22 |
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