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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-07
TX RA APPROVED 2013-03-05
CT RA APPROVED 2013-03-04
  • MN RA
    APPROVED
    Since 2026-07-07
  • TX RA
    APPROVED
    Since 2013-03-05
  • CT RA
    APPROVED
    Since 2013-03-04

Branch Locations

Stamford, CT • United States

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 04/2012 Present
Bank Of America, N.A. Stamford CT 01/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-28
  • S66 Uniform Combined State Law Examination
    2013-02-28
Other Names
  • Elizabeth Maccarone

View on SEC IAPD

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