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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-03-14 |
| CA | RA | APPROVED | 2011-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 11/2010 | Present |
| Bank Of America,N.A. | Los Angeles | CA | 06/2011 | Present |
I*2180 FOR PROFIT OR NOT FOR PROFIT: FINANCIAL SELF-REGULATORY ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FINRA INVESTMENT RELATED: N ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90071 NATURE OF BUSINESS: FINRA, POSITION, TITLE, ASSOCIATION: NON-PUBLIC ARBITRATOR, START DATE OF RELATIONSHIP: 40210 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: INFREQUENTLY ASKED TO SIT ON PANELS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-03 |
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