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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-01-24 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2015 | 04/2020 |
| E.A. Buck Financial Services | Honolulu | HI | 04/2020 | 10/2021 |
| Madison Avenue Securities, Llc | San Diego | CA | 04/2020 | 10/2021 |
| E.A. Buck Financial Services | Honolulu | HI | 04/2020 | 10/2021 |
| Unemployed | Tulsa | OK | 10/2021 | 10/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 10/2022 | 01/2025 |
| American Savings Bank | Honolulu | HI | 10/2022 | 01/2025 |
| Cetera Investment Advisers Llc | Honolulu | HI | 12/2022 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2025 | Present |
1. Name of other business: Summit Financial Group Investment related: Yes Address: Same as registered location Nature of business: Financial Services Marketing Name Start Date: 01/2025 Apx number of hours per week:40 Apx number of hours during trading hours:40 Position/title/relationship: Financial Professional Brief description of duties: Financial Sales and Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-16 |
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