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Current Employers
Windward Capital Management Co

11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-24
  • CA RA
    APPROVED
    Since 2023-08-24

Branch Locations

11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S.L. Reed & Company Los Angeles CA 11/2010 Present
Windward Capital Management Company Los Angeles CA 11/2010 Present
  • 11/2010 → Present
    S.L. Reed & Company
    Los Angeles, CA
  • 11/2010 → Present
    Windward Capital Management Company
    Los Angeles, CA
Other Businesses

1. Chair 23 LLC; Investment-related; 4922 Hayvenhurst Ave., Encino, CA 91436; rental properties; Owner 50%; Start: 10/11/21; 0 hrs. devoted; 0 hrs. during trading hrs.; rental properties, managed by professional property manager. 2. Personal Rental property; Not Investment-related; 15242 La Maida St., Sherman Oaks, CA 91403; personal rental property; Owner 100%; 0 hrs. devoted to business during month; 0 hrs. during trading hours; rental properties, managed by professional property manager. 3. Windward Capital Mangement Company, Investment -related; 11111 Santa Monica Blvd, Los Angeles, CA 90028; Registered Investment Advisor; President; Own 100%; Start: 11/2010; 150 hrs. during trading hours; affiliated RIA. 4. Windward Group Holding Co. LLC; Investment-related; 11111 Santa Monica Blvd, Los Angeles, CA 90028; 100% owner of Winward Capital Group, Inc.; Owner 100%; Start: 03/28/23; 0 hrs. per month; 0 hrs. during trading hours; President of Company/Holding Company for Windward Capital and S.L. Reed & Company. 5. Mammoth Rock Hold Co, LLC; Investment-related; 17941 Rancho St., Encino, CA 91316; Real Estate Investments/Holding Co, for operating company that operates bowling alley and restaurant; Owner; Start: 03/14/25; 0 hrs. per month; 0 hrs. during trading hours; Owner 6. Mammoth Rock N Bowl; Investment-related; 3029 Chateau Road, Mammoth Lakes, CA 93546; Entertainment/Restaurant; Owner; Start: 04/23/25; 0 hrs./ month; 0 hrs./month during trading hrs.; entertainment/restaurant.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-24
S66 Uniform Combined State Law Examination 2011-02-22
  • S65 Uniform Investment Adviser Law Examination
    2023-08-24
  • S66 Uniform Combined State Law Examination
    2011-02-22

View on SEC IAPD

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