Scott Douglas Garcia

Current Employers

Concurrent Investment Advisors, Llc

100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-19
CO	RA	APPROVED	2023-05-18

TX RA
APPROVED

Since 2023-06-19
CO RA
APPROVED

Since 2023-05-18

Branch Locations

600 E. Hopkins Ave Suite 201, Aspen, CO 81611 • United States

100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Aspen	CO	11/2010	02/2020
Raymond James Financial Services Inc	Aspen	CO	02/2020	05/2023
Legacy Private Wealth Partners	Aspen	CO	10/2020	05/2023
Concurrent Investment Advisors Llc Dba Legacy Private Wealth	Aspen	CO	05/2023	Present
Purshe Kaplan Sterling Investments	Albany	NY	05/2023	Present

11/2010 → 02/2020

Wells Fargo Advisors

Aspen, CO
02/2020 → 05/2023

Raymond James Financial Services Inc

Aspen, CO
10/2020 → 05/2023

Legacy Private Wealth Partners

Aspen, CO
05/2023 → Present

Concurrent Investment Advisors Llc Dba Legacy Private Wealth

Aspen, CO
05/2023 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2020-02-06 → 2023-05-26

Raymond James Financial Services Advisors, Inc

Aspen, CO
2011-02-09 → 2020-02-10

Wells Fargo Clearing Services, Llc

Denver, CO

Aspen, CO

Denver, CO

East Lansing, MI

Rifle, CO

Eagle, CO

Edwards, CO

Glenwood Springs, CO

Carbondale, CO

Avon, CO

Colorado Springs, CO

Other Businesses

(1) Concurrent Investment Advisors. 600 E Hopkins Ave, Aspen, CO, 81611-2934, United States. Support Company - Non-Owner. Other. Investment Related. 02/16/2020. 0-1 Hour per month/ trading hours. Concurrent Advisors is a support company, I am a non-owner. (2) Concurrent Partners 1. 600 E Hopkins Ave, Aspen, CO, 81611-2934, United States. Personal/Private Investment. Financial Advisor. Investment Related. 02/02/2022. 0-1 Hr./ Monthly & During trading. Owner. (3) Concurrent Investment Advisors, LLC d/b/a Legacy Private Wealth Partners. 600 E Hopkins Ave Ste 201, Aspen, CO, 81611, United States. Support Company - Non-Owner. Independent Contractor. Investment Related. 02/16/2020. 160 Hours Monthly and during trading. Financial Advisor (4) Fixed Insurance, not investment-related, 600 E. Hopkins Ave, Suite 201, Aspen, CO 81611, insurance business, agent, agent, 11/2010, 1 hour per month, limited hours during trading hours, agent originating term life insurance as needed. (5) Legacy Private Wealth Management, LLC Investment Related Located at 600 E. Hopkins Ave, Suite 201, Aspen, CO 81611. Owner. 11/2023, 1 hour per month during business hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-04

S66 Uniform Combined State Law Examination

2011-02-04

Other Names

Scott Douglas Garcia
Scott D Garcia

View on SEC IAPD