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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-09-25
  • IL RA
    APPROVED
    Since 2017-09-25

Branch Locations

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Chicago IL 06/2016 03/2017
Ubs Financial Services Chicago IL 03/2017 Present
  • 06/2016 → 03/2017
    Unemployed
    Chicago, IL
  • 03/2017 → Present
    Ubs Financial Services
    Chicago, IL
Other Businesses

1. Uber Technologies Inc, San FranciscoCaliforniaUnited States-94158, Company, Transport, Uber Technologies Inc.'s principal activities involve providing ride-hailing services, developing applications for road transportation, navigation, ride-sharing, and payment processing solutions, and serving customers worldwide, Independent ContractorTransport passengers from point B to point B using the Uber App, start date-4/9/2025. 2. HopSkipDrive, a safe, supplemental student transportation service that connects schools, parents, and families with highly vetted CareDrivers for rides, primarily for children ages 6 and older. They prioritize safety through rigorous background checks, GPS tracking, and a dedicated support team. HopSkipDrive also provides a mobile app for parents to track rides and communicate with CareDrivers, Los AngelesCaliforniaUnited States-90012, Transport children to and from school, start date-5/30/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-22
S63 Uniform Securities Agent State Law Examination 2017-01-17
  • S66 Uniform Combined State Law Examination
    2017-09-22
  • S63 Uniform Securities Agent State Law Examination
    2017-01-17
Other Names
  • Raymond N. Valdivia
  • Raymond Nathan Valdivia

View on SEC IAPD

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