August Berman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-03
TX	RA	APPROVED_RES	2025-04-03

CA RA
APPROVED

Since 2025-04-03
TX RA
APPROVED_RES

Since 2025-04-03

Branch Locations

4309 Hacienda Drive Suite 200, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	San Francisco	CA	02/2016	03/2025
Morgan Stanley	Pleasanton	CA	03/2025	Present

02/2016 → 03/2025

Ubs Financial Services

San Francisco, CA
03/2025 → Present

Morgan Stanley

Pleasanton, CA

Previous Registrations

2022-09-06 → 2025-04-23

Ubs Financial Services Inc.

Nashville, TN

San Francisco, CA

Dublin, CA
2018-08-15 → 2021-08-25

Ubs Financial Services Inc.

Walnut Creek, CA
2016-02-25 → 2018-07-31

Ubs Financial Services Inc.

Walnut Creek, CA
2012-05-08 → 2015-05-12

Ubs Financial Services Inc.

Walnut Creek, CA

Walnut Creek, CA

Other Businesses

*634744 - August Berman; Investment related: No; Pleasanton, California; Personal Training; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 4/2024; During business hours: 0; After business hours: 4; Fitness

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-05-07

S66 Uniform Combined State Law Examination

2012-05-07

Other Names

August Berman
August Arthur Berman

View on SEC IAPD