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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | St. Louis | MO | 02/2012 | 09/2018 |
| Td Ameritrade, Inc. | St. Louis | MO | 02/2018 | 12/2022 |
| Charles Schwab And Co., Inc. | St. Louis | MO | 12/2022 | Present |
1) Old Baumgartner Estates Home Owners Association | Investment Related:No|Other|Treasurer|4/19/2024|Less than 20|0|Send out HOA billing statements twice a year, deposit payments in to HOA account, pay HOA expenses for landscaping and trash pick up
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-31 |
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