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Current Employers
Buchanan Capital Management, Llc

Oklahoma City, OK • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-04-10
  • OK RA
    APPROVED
    Since 2026-04-10

Branch Locations

Oklahoma City, OK • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2014 12/2020
Cambridge Investment Research Advisors, Inc Fairfield IA 07/2014 12/2020
Buchanan Capital Management, Llc Okalahoma City OK 04/2020 Present
Previous Registrations
Other Businesses

1) BUCHANAN CAPITAL MANAGEMENT LLC, 1000 W WILSHIRE STE 362, OKLAHOMA CITY, OK, 10/2011 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 8 HR/MO - 1/TRADING. 2.) OKLAHOMA ENGINEERING FOUNDATION, 220 NE 28TH ST, OKLAHOMA CITY, OK, 7/2017 AS BOARD MEMBER. NIR - 5/MO - 0/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-31
  • S66 Uniform Combined State Law Examination
    2010-12-31

View on SEC IAPD

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