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Derek L Fraley

Lcm Capital Management Inc

Chicago, IL

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Current Employers
Lcm Capital Management Inc

209 W. Jackson Boulevard Suite 777, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-12-23
  • IL RA
    APPROVED
    Since 2010-12-23

Branch Locations

209 W. Jackson Boulevard Suite 777, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Chicago IL 02/2010 Present
  • 02/2010 → Present
    Unemployed
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-22
  • S65 Uniform Investment Adviser Law Examination
    2010-12-22

View on SEC IAPD

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