Daniel Jeffrey Roeschlein

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-10-16
MN	RA	APPROVED	2013-12-16

TX RA
APPROVED_RES

Since 2023-10-16
MN RA
APPROVED

Since 2013-12-16

Branch Locations

19021 Freeport St Ste 300, Elk River, MN 55330 • United States

450 5Th St Sw Ste 100, Milaca, MN 56353-1350 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Milaca	MN	11/2010	03/2020
Ameriprise Financial Services, Llc	Princeton	MN	03/2020	Present

11/2010 → 03/2020

Ameriprise Financial Services, Inc.

Milaca, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Princeton, MN

Other Businesses

Board of Directors; Milaca Alliance Church Board; Treasurer; 12543 State HWY 23, , Milaca, MN, 56353; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 0 during trading hours / RURAL Music Ministries; President; 1325 Hwy 47, , Isle, MN, 56342; Not Investment-Related; 11/01/2022; 20 to 39 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-01-20

S66 Uniform Combined State Law Examination

2011-01-20