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Sergio Andres Alvarez Vicuna

Morgan Stanley

Miami, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-27
  • FL RA
    APPROVED
    Since 2019-09-27

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Chase Bank New York NY 03/2011 05/2019
J.P Morgan Securities Llc. New York NY 03/2011 05/2019
Morgan Stanley Miami FL 05/2019 Present
Morgan Stanley Private Bank, N.A New York NY 06/2019 Present
  • 03/2011 → 05/2019
    J.P Morgan Chase Bank
    New York, NY
  • 03/2011 → 05/2019
    J.P Morgan Securities Llc.
    New York, NY
  • 05/2019 → Present
    Miami, FL
  • 06/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

651379- Garden App LLC; Investment related: No; Coral Gables, Florida; Technology; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 8; Other My participation will be passive as partner and will not be engaged on a day to day basis. I plan to dedicate 2 hours per weekend per month to this activity

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-23
S63 Uniform Securities Agent State Law Examination 2006-09-11
  • S66 Uniform Combined State Law Examination
    2019-07-23
  • S63 Uniform Securities Agent State Law Examination
    2006-09-11
Other Names
  • Sergio Alvarez
  • Sergio Andres Alvarez
  • Sergio Andres Alvarez Vicuna
  • Sergio Andres Alvarez

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