Alba Caridad Sandoval

Current Employers

Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-15

TX RA
APPROVED

Since 2026-07-15

Branch Locations

4444 Westheimer Road, Suite G500, Houston, TX 77027 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Usca Securities Llc	Houston	TX	10/2010	Present
U.S. Capital Wealth Advisors, Llc	Austin	TX	06/2021	06/2026
Usca Ria Llc	Houston	TX	10/2010	06/2021
Ontada Llc	The Woodlands	TX	03/2023	Present
Arax Advisory Partners	Houston	TX	06/2026	Present

10/2010 → Present

Usca Securities Llc

Houston, TX
06/2021 → 06/2026

U.S. Capital Wealth Advisors, Llc

Austin, TX
10/2010 → 06/2021

Usca Ria Llc

Houston, TX
03/2023 → Present

Ontada Llc

The Woodlands, TX
06/2026 → Present

Arax Advisory Partners

Houston, TX

Previous Registrations

2021-06-30 → 2026-07-21

U.S. Capital Wealth Advisors, Llc

Austin, TX
2019-04-23 → 2021-06-30

Usca Ria Llc

Houston, TX

Other Businesses

1. Ontada LLC; Not Investment-related; 10101 Woodloch Forest Dr., The Woodlands, TX 77380; Oncology data science and technology business; Employee; Customer Engagement Manager; 03/2023; devote approximately 160 hours per month; 160 hours per month during securities trading hours; Facilitate relationships between client and pharma with contracts, deliverables, and project timelines.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-22

S66 Uniform Combined State Law Examination

2019-04-22

View on SEC IAPD