Thomas William Moran

Current Employers

Independence Capital Co., Inc.

5579 Pearl Road, Ste 100, Parma, OH 44129 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-01-02
OH	RA	APPROVED	2019-12-20

FL RA
APPROVED

Since 2020-01-02
OH RA
APPROVED

Since 2019-12-20

Branch Locations

Lakeland, FL • United States

5579 Pearl Road, Ste 100, Parma, OH 44129 • United States

5579 Pearl Road, Suite 100, Parma, OH 44129 • UNITED STATES

Brunswick, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American United Life	Columbus	OH	09/2014	12/2019
Oneamerica Securities	Columbus	OH	09/2014	12/2019
Independence Capital Co. Inc.	Parma	OH	12/2019	Present

09/2014 → 12/2019

American United Life

Columbus, OH
09/2014 → 12/2019

Oneamerica Securities

Columbus, OH
12/2019 → Present

Independence Capital Co. Inc.

Parma, OH

Previous Registrations

2016-02-24 → 2019-12-19

Oneamerica Securities, Inc.

Westlake, OH

Akron, OH

Westlake, OH

Columbus, OH

Columbus, OH

Akron, OH

Other Businesses

Realtor, Real Estate Sales, 21400 Briar Bush Lane Strongsville OH 44149, Start 07/01/2005, 5 hrs/month, Compensation: Commission. Owner (Innovatus Group Benefit LLC), Group Benefit Sales, 1005 Lonetree Ct Brunswick OH 44121, Start 2017, 40 hrs/month, Compensation: Commission. Owner (Innovatus Financial, LLC), Insurance Sales, 1005 Lonetree Ct Brunswick OH 44121, Start 2017, 40 hrs/month, Compensation: Commission. Owner/President (Tom Moran and Associates, Inc.), Fixed life, annuity, health, disability, long term care insurances. 1005 Lonetree Ct Brunswick OH 44121, Start 2017, 40 hrs/month, Compensation: Commission. Agent - ERC Specialist, Sign up employers for employee retention credits, 1005 Lonetree Ct Brunswick OH 44121, Start 2022, 1 hr/month, Compensation: Commission

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-02-23
S63	Uniform Securities Agent State Law Examination	2012-07-19

S65 Uniform Investment Adviser Law Examination

2016-02-23
S63 Uniform Securities Agent State Law Examination

2012-07-19

View on SEC IAPD