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Jonathan Cortlandt Leslie

LPl Enterprise, LLC

Lake Oswego, OR

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-11-14
  • OR RA
    APPROVED
    Since 2024-11-14

Branch Locations

4550 Kruse Way Plz. Suite 110, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Denver CO 09/2014 03/2024
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2024
Pruco Securities, Llc Lake Oswego OR 08/2024 11/2024
The Prudential Insurance Company Of America Lake Oswego OR 08/2024 Present
Unemployment Portland OR 03/2024 08/2024
Lpl Enterprise, Llc Lake Oswego OR 11/2024 Present
  • 09/2014 → 03/2024
    Fidelity Brokerage Services Llc
    Denver, CO
  • 07/2018 → 03/2024
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 08/2024 → 11/2024
    Lake Oswego, OR
  • 08/2024 → Present
    The Prudential Insurance Company Of America
    Lake Oswego, OR
  • 03/2024 → 08/2024
    Unemployment
    Portland, OR
  • 11/2024 → Present
    Lake Oswego, OR
Previous Registrations
  • 2024-09-05 → 2024-11-14
    Lake Oswego, OR
  • 2018-07-13 → 2024-03-22
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Portland, OR
  • 2015-02-26 → 2018-07-13
    Lone Tree, CO
    Denver, CO
Other Businesses

1) 07/22/2026-Oswego Legacy Partners-Founder, Managing Partner, Senior Wealth Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/07/2026-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-18
S63 Uniform Securities Agent State Law Examination 2007-01-27
  • S66 Uniform Combined State Law Examination
    2015-02-18
  • S63 Uniform Securities Agent State Law Examination
    2007-01-27
Designations
Other Names
  • Jonathan C Leslie
  • Jonathan Cortlandt Leslie
  • Jonathan Leslie

View on SEC IAPD

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