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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-11-14 |
Branch Locations
4550 Kruse Way Plz. Suite 110, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Denver | CO | 09/2014 | 03/2024 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 03/2024 |
| Pruco Securities, Llc | Lake Oswego | OR | 08/2024 | 11/2024 |
| The Prudential Insurance Company Of America | Lake Oswego | OR | 08/2024 | Present |
| Unemployment | Portland | OR | 03/2024 | 08/2024 |
| Lpl Enterprise, Llc | Lake Oswego | OR | 11/2024 | Present |
1) 07/22/2026-Oswego Legacy Partners-Founder, Managing Partner, Senior Wealth Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/07/2026-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-27 |
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