John A Walsh

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-08-13
TX	RA	APPROVED	2024-08-12

FL RA
APPROVED

Since 2024-08-13
TX RA
APPROVED

Since 2024-08-12

Branch Locations

3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Paramus	NJ	10/2010	08/2024
Bank Of America,Na	Paramus	NJ	01/2011	08/2024
Stifel, Nicolaus & Company, Incorporated	Palm Beach Gardens	FL	08/2024	Present

10/2010 → 08/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ
01/2011 → 08/2024

Bank Of America,Na

Paramus, NJ
08/2024 → Present

Stifel, Nicolaus & Company, Incorporated

Palm Beach Gardens, FL

Previous Registrations

2011-02-11 → 2024-08-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

Palm Beach Gardens, FL

Palm Beach Gardens, FL

Paramus, NJ

Palm Beach Gardens, FL

Other Businesses

1. Grid Iron Properties LLC; 2 Keller Court, Park Ridge, NJ 07656; Owner of LLC; 01/01/2009; 0 hours per Day; Not during securities trading hours; not investment-related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-10

S66 Uniform Combined State Law Examination

2011-02-10

Other Names

John Andrew Walsh
John A Walsh
John A Walsh

View on SEC IAPD