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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2021-04-30
ID RA APPROVED 2015-05-20
  • MT RA
    APPROVED
    Since 2021-04-30
  • ID RA
    APPROVED
    Since 2015-05-20

Branch Locations

4A6 S Main Street #202, Hailey, ID 83333 • United States

1629 Avenue D, Suite C4, Billings, MT 59105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Accounting & Financial Solutions, P.C. Hailey ID 12/2002 Present
Lpl Financial Hailey ID 05/2015 Present
  • 12/2002 → Present
    Accounting & Financial Solutions, P.C.
    Hailey, ID
  • 05/2015 → Present
    Lpl Financial
    Hailey, ID
Previous Registrations
Other Businesses

1. 05/20/2015 - ACCOUNTING & FINANCIAL SOLUTIONS/ CPA AFFILIATE PROGRAM/ 90%/ HAILEY, ID 2. 05/20/2015 - ACCOUNTING & FINANCIAL SOLUTIONS/ ACT IN A FIDUCIARY CAPACITY - ESTATE OF ROBERT BARTLETT II/ 1%/ HAILEY, ID 3. 05/20/2015 - REAL ESTATE RENTAL/ RENTAL PROPERTY/ 1%/ HAILEY, ID

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-18
  • S66 Uniform Combined State Law Examination
    2011-02-18

View on SEC IAPD

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