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Current Employers
Triumph Wealth Management Llc

9 Fells Way Unit B, Laconia, NH 03246 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2011-02-25
  • NH RA
    APPROVED
    Since 2011-02-25

Branch Locations

Concord, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triumph Business Advisors Llc Concord NH 10/2009 Present
  • 10/2009 → Present
    Triumph Business Advisors Llc
    Concord, NH
Other Businesses

TRIUMPH BUSINESS ADVISORS LLC, THIS IS NOT INVESTMENT-RELATED, LOCATED AT 40 KIMBALL STREET, CONCORD NH 03301.NATURE OF BUSINESS: BUSINESS ADVISOR/CONSULTANT: MY DUTIES INCLUDE ASSISTING BUSINESSES IN DEVELOPING MARKETING PLANS, STRATEGIC AND FINANCIAL PLANS, TAX PLANNING & PREPARATION,AND IMPROVING OPERATING EFFICIENCIES, AS WELL AS EXECUTIVE COACHING. MY TITLE IS PRESIDENT, I BEGAN THE COMPANY ON MAY 14, 2010. I DEVOTE APPROXIMATELY 40-60 HOURS/MONTH TO THIS BUSINESS. DURING SECURITIES TRADING HOURS, I AM ONLYDEVOTING 2 - 3 HOURS/DAY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-07
  • S65 Uniform Investment Adviser Law Examination
    2010-06-07

View on SEC IAPD

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