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Stephanie Rebeca Groff

Wells Fargo Clearing Services, LLC

Chamblee, GA

Duluth, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-13
  • GA RA
    APPROVED
    Since 2025-06-13

Branch Locations

3601 Chamblee Tucker Rd, Chamblee, GA 30341 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Half Moon Bay CA 05/2009 Present
Wells Fargo Clearing Services, Llc Half Moon Bay CA 11/2016 Present
Previous Registrations
  • 2021-06-21 → 2025-05-22
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
    South San Francisco, CA
    Woodside, CA
    Daly City, CA
    Palo Alto, CA
    Los Altos, CA
    Redwood City, CA
    Half Moon Bay, CA
    San Leandro, CA
    Palo Alto, CA
    Palo Alto, CA
    Menlo Park, CA
    Atlanta, GA
    Atlanta, GA
    San Francisco, CA
    Corte Madera, CA
    Austell, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Cumming, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-15
S63 Uniform Securities Agent State Law Examination 2010-12-09
  • S66 Uniform Combined State Law Examination
    2020-12-15
  • S63 Uniform Securities Agent State Law Examination
    2010-12-09
Other Names
  • Stephanie Rebeca Hernandez
  • Stephanie Rebeca Stutz
  • Stephanie R Groff

View on SEC IAPD

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