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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-27
TX RA APPROVED 2025-05-27
  • CA RA
    APPROVED
    Since 2025-05-27
  • TX RA
    APPROVED
    Since 2025-05-27

Branch Locations

620 Coolidge Dr Ste 180, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell And Reed, Inc. Sacramento CA 10/2010 03/2018
Various Insurance Carriers For W & R Insurance Agencies Sacramento CA 12/2010 03/2018
Securities America, Inc. Folsom CA 03/2018 06/2024
Securities America Advisors Folsom CA 03/2018 06/2024
Iron Point Advisors Folsom CA 03/2018 05/2025
Osaic Wealth, Inc. Folsom CA 06/2024 05/2025
Osaic Wealth, Inc. Folsom CA 06/2024 05/2025
Lpl Financial Folsom CA 05/2025 Present
  • 10/2010 → 03/2018
    Waddell And Reed, Inc.
    Sacramento, CA
  • 12/2010 → 03/2018
    Various Insurance Carriers For W & R Insurance Agencies
    Sacramento, CA
  • 03/2018 → 06/2024
    Securities America, Inc.
    Folsom, CA
  • 03/2018 → 06/2024
    Securities America Advisors
    Folsom, CA
  • 03/2018 → 05/2025
    Iron Point Advisors
    Folsom, CA
  • 06/2024 → 05/2025
    Folsom, CA
  • 06/2024 → 05/2025
    Folsom, CA
  • 05/2025 → Present
    Lpl Financial
    Folsom, CA
Previous Registrations
  • 2024-06-14 → 2025-05-29
    Folsom, CA
    Oceanside, CA
  • 2018-03-15 → 2024-06-14
    Securities America Advisors, Inc.
    Folsom, CA
    Folsom, CA
  • 2011-09-29 → 2018-03-21
    Waddell & Reed
    Sacramento, CA
    Reno, NV
Other Businesses

1) 05/27/2025 - Aptos Financial Planners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/12/2025 - 160 Hrs/Mth - 60 Hrs During Trading. 2) 05/27/2025 - OG Wealth Management, Inc - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 10/10/2023 - 5 hours per month/ 0 hours during trading 3) 05/27/2025 - Olga Garton - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 03/04/2011 - 10 hours per month/ 0 hours during trading 4) 09/25/2025- OG Wealth Management, Inc- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 09/20/2019- 160 Hours Per Month- 160 Hours During Trading 5) 09/16/2025- OG Wealth Management, Inc- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-06
S63 Uniform Securities Agent State Law Examination 2011-07-28
  • S65 Uniform Investment Adviser Law Examination
    2011-09-06
  • S63 Uniform Securities Agent State Law Examination
    2011-07-28
Other Names
  • Olga Vasilenko

View on SEC IAPD

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