Best Investors
Account
Sign in
Best Investors
Account
Sign in
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-28 |
| NY | RA | APPROVED | 2022-03-03 |
Branch Locations
Citi Retail Banking 749 Broadway, New York, NY 10003 • United States
Citi Wealth Management, Sales 120 Broadway, New York, NY 10271 • United States
Webster, NY • United States
Cwm Retail, Sales 528-530 Laguardia Place, New York, NY 10012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Pittsford | NY | 08/2015 | 11/2016 |
| Citizens Securities, Inc. | Pittsfors | NY | 08/2015 | 11/2016 |
| Wells Fargo Bank, N.A. | New York | NY | 11/2016 | 07/2021 |
| Wells Fargo Clearing Services, Llc | New York | NY | 12/2016 | 07/2021 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2021 | 12/2021 |
| J.P. Morgan Securities Llc | New York | NY | 07/2021 | 12/2021 |
| Lycaon, Llc | Webster | NY | 07/2020 | Present |
| Citigroup Global Markets, Inc | New York | NY | 12/2021 | Present |
Lycaon, LLC.; Not Investment-related; Nature: Creative Designer for clothing and apparel.; Webster, NY.; Started: May 1, 2024.; Title: Managing member.; Duties: Manage daily activities for business, including creative design, selling the products being offered, filing taxes. There will be no engagement to Citi employees or customers in order to avoid any conflicts of interest. ; 0. hours are devoted each month during securities trading hours; 1-5. hours are devoted each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-02 |
Reach out to this advisor