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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| CT | RA | APPROVED | 2023-09-18 |
Branch Locations
Cape Coral, FL • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
455 Winding Brook Drive, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Hartford | CT | 06/2014 | 09/2017 |
| The Prudential Insurance Company Of America | Hartford | CT | 06/2014 | 09/2017 |
| Lemco Llc | East Hartford | CT | 03/2012 | Present |
| Edward Jones | Saint Louis | MO | 09/2017 | 06/2019 |
| Lpl Financial Llc Dba Gateway Financial Partners | Glastonbury | CT | 06/2019 | Present |
| Gateway Wealth Partners, Llc | Glastonbury | CT | 09/2023 | Present |
| Lemco Rei, Llc | Cape Coral | FL | 08/2018 | Present |
1) 6/28/19- Gateway Financial Partners - DBA for LPL Business (entity for LPL business)- Inv. Related- Glastonbury, CT- 120hrs/mth - 75% 2) 6/28/19-Gateway Financial Partners- Non-Variable Insurance- Inv. Related - Glastonbury, CT - 8hrs/mth- 5% 3) 6/28/19- LemCo REI LLC- Real Estate Rental- Owner- Inv. Related- Cape Coral, FL- start date 4/2012 - 8hrs/mth - 5% 4) 6/28/19- )6/28/19- LemCo REI LLC- Real Estate Rental- Owner- Inv. Related- East Hartford, CT - start date 4/2012 - 8hrs/mth - 5% 5) 06/28/2019 - LemCo LLC - Not investment related - 209 Maple Street East Hartford, CT 06118 - Business Owner - start date:04/2012. 6) 10/02/2023 - Modern Stays Ventures LLC - Real Estate Rental - Investment Related - Petersburg, FL - Start Date 04/06/2023 - 4 Hours Per Month/ 0 Hours During Trading 7) 10/24/2023 - Gateway Wealth Partners, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/16/2023 - 80 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-15 |
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