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James Daniel Oszust

Wells Fargo Clearing Services, LLC

Palo Alto, CA

Menlo Park, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-22
  • CA RA
    APPROVED
    Since 2021-10-22

Branch Locations

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

735 Santa Cruz Ave, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc Menlo Park CA 05/2016 11/2017
First Republic Bank Menlo Park CA 05/2016 11/2017
Jp Morgan Chase Bank Saratoga CA 12/2017 07/2021
Jp Morgan Securities Llc Saratoga CA 12/2017 07/2021
Wells Fargo Clearing Services, Llc Menlo Park CA 07/2021 Present
Wells Fargo Bank, Na Menlo Park CA 07/2021 Present
  • 05/2016 → 11/2017
    First Republic Securities Company, Llc
    Menlo Park, CA
  • 05/2016 → 11/2017
    First Republic Bank
    Menlo Park, CA
  • 12/2017 → 07/2021
    Jp Morgan Chase Bank
    Saratoga, CA
  • 12/2017 → 07/2021
    Jp Morgan Securities Llc
    Saratoga, CA
  • 07/2021 → Present
    Wells Fargo Clearing Services, Llc
    Menlo Park, CA
  • 07/2021 → Present
    Wells Fargo Bank, Na
    Menlo Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-22
S63 Uniform Securities Agent State Law Examination 2010-11-15
  • S66 Uniform Combined State Law Examination
    2021-10-22
  • S63 Uniform Securities Agent State Law Examination
    2010-11-15
Other Names
  • James D Oszust
  • James Oszust
  • James Daniel Oszust
  • James D. Oszust

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WAVERLEY CAPITAL MANAGEMENT, LLC · PALO ALTO, CA

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