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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2013-12-02
  • OK RA
    APPROVED
    Since 2013-12-02

Branch Locations

6301 Waterford Blvd Ste 102, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2010 Present
Northwestern Mutual Investment Services, Llc Oklahoma City OK 08/2011 Present
Northwestern Mutual Investment Services, Llc Oklahoma City OK 12/2013 Present
Northwesternmutual Wealth Management Company Milwaukee WI 07/2015 Present
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-01
S63 Uniform Securities Agent State Law Examination 2011-10-20
  • S65 Uniform Investment Adviser Law Examination
    2013-12-01
  • S63 Uniform Securities Agent State Law Examination
    2011-10-20
Other Names
  • Jake Robbins

View on SEC IAPD

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