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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2013-12-02 |
Branch Locations
6301 Waterford Blvd Ste 102, Oklahoma City, OK 73118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2010 | Present |
| Northwestern Mutual Investment Services, Llc | Oklahoma City | OK | 08/2011 | Present |
| Northwestern Mutual Investment Services, Llc | Oklahoma City | OK | 12/2013 | Present |
| Northwesternmutual Wealth Management Company | Milwaukee | WI | 07/2015 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-20 |
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