Ivan Alexander Garczynski

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-07-31

WI RA
APPROVED

Since 2024-07-31

Branch Locations

Shelbyville, WI • United States

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc	Wauwatosa	WI	10/2010	07/2018
Prudential Insurance Company Of America	Wauwatosa	WI	10/2010	07/2018
Northwestern Mutual Investment Services Llc	Franklin	WI	08/2018	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	07/2018	Present

10/2010 → 07/2018

Pruco Securities, Llc

Wauwatosa, WI
10/2010 → 07/2018

Prudential Insurance Company Of America

Wauwatosa, WI
08/2018 → Present

Northwestern Mutual Investment Services Llc

Franklin, WI
07/2018 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI

Previous Registrations

2013-03-25 → 2018-07-31

Pruco Securities, Llc.

Wauwatosa, WI

Other Businesses

OUTSIDE INSURANCE GENERAL SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 08/18/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, Insurance Related. Commissions from previous long term policy sales from old employer Crump as an agent.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-07
S63	Uniform Securities Agent State Law Examination	2010-12-23

S65 Uniform Investment Adviser Law Examination

2013-03-07
S63 Uniform Securities Agent State Law Examination

2010-12-23

View on SEC IAPD