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James Wickenden Birkins

Ubs Financial Services Inc.

Boston, MA

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-07-29
  • NJ RA
    APPROVED
    Since 2020-07-29

Branch Locations

Usa - Salt Lake City One Post Office Square 32Nd & 33Rd Floors, Boston, MA 02109 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eaton Vance Management Boston MA 02/2012 04/2020
Eaton Vance Distributors, Inc. Boston MA 12/2011 04/2020
Ubs Boston MA 04/2020 Present
  • 02/2012 → 04/2020
    Eaton Vance Management
    Boston, MA
  • 12/2011 → 04/2020
    Eaton Vance Distributors, Inc.
    Boston, MA
  • 04/2020 → Present
    Ubs
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-16
S63 Uniform Securities Agent State Law Examination 2011-03-18
  • S66 Uniform Combined State Law Examination
    2012-02-16
  • S63 Uniform Securities Agent State Law Examination
    2011-03-18

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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