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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-03-18 |
Branch Locations
2700 Richards Road Suite 204A, Bellevue, WA 98005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Bellevue | WA | 01/2014 | Present |
| Transamerica Financial Advisors, Inc | Bellevue | WA | 03/2022 | Present |
| Associated Catholic Cemeteries | Shoreline | WA | 11/2015 | Present |
| Crown Refining | Simi Valley | CA | 11/2013 | 12/2021 |
| The Fellowship -- Seattle | Issaquah | WA | 01/2021 | Present |
| Wealthwave | John's Creek | GA | 02/2020 | Present |
| Heartland Institute Of Financial Education | Greenwood Village | CO | 07/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc ASSOCIATED CATHOLIC CEMETERIES/Investment Related - No/205 NE 205th Street, Shoreline WA 98155/Help people make a memorial plan at a Catholic cemetery./Parish Counsselor/11.2015/40/20/Meet with families who want to make a memorial plan at a catholic cemetery. THE FELLOWSHIP -- SEATTLE/Investment Related - No/PO Box 642, Issaquah WA 98027 425-765-3456/Meets weekly to pray for the city of Seattle and its leaders./Board President/01.2021/6/2/Emcee weekly, early morning prayer meetings HEARTLAND INSTITUTE OF FINANCIAL EDUCATION POSITION: Certified Financial Educator NATURE: Financial Education INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/21/2025 ADDRESS: 8301 East Prentice Avenue, Suite 312, Greenwood Village CO 80111, United States DESCRIPTION: Arranging and providing workshops on financial wellness to businesses and employer groups as a Heartland CFEd.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-03 |
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