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Nicole Marie Somers

Alta Wealth Advisors LLC

Woburn, MA

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Current Employers
Alta Wealth Advisors Llc

300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-01-17
  • MA RA
    APPROVED
    Since 2025-01-17

Branch Locations

300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Middleton MA 10/2010 01/2025
Lpl Financial, Llc Woburn MA 01/2025 Present
Kohls Danvers MA 04/2022 04/2024
Stop And Shop Danvers MA 08/2024 Present
Alta Wealth Advisors Llc Woburn MA 01/2025 Present
  • 10/2010 → 01/2025
    Morgan Stanley Smith Barney Llc
    Middleton, MA
  • 01/2025 → Present
    Lpl Financial, Llc
    Woburn, MA
  • 04/2022 → 04/2024
    Kohls
    Danvers, MA
  • 08/2024 → Present
    Stop And Shop
    Danvers, MA
  • 01/2025 → Present
    Woburn, MA
Previous Registrations
Other Businesses

*607852 - Stop and Shop; Investment Related - No; Danvers, Massachusetts; Retail/Online Stores; Employee(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024; During Business Hours: 0; After Business Hours: 32; Customer Service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-06
  • S66 Uniform Combined State Law Examination
    2022-01-06
Other Names
  • Nicole M Taylor

View on SEC IAPD

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