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300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-01-17 |
Branch Locations
300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Middleton | MA | 10/2010 | 01/2025 |
| Lpl Financial, Llc | Woburn | MA | 01/2025 | Present |
| Kohls | Danvers | MA | 04/2022 | 04/2024 |
| Stop And Shop | Danvers | MA | 08/2024 | Present |
| Alta Wealth Advisors Llc | Woburn | MA | 01/2025 | Present |
*607852 - Stop and Shop; Investment Related - No; Danvers, Massachusetts; Retail/Online Stores; Employee(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024; During Business Hours: 0; After Business Hours: 32; Customer Service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-06 |
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