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David T. Tieu

J.P. Morgan Securities LLC

San Diego, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-31
TX RA APPROVED 2023-07-31
  • CA RA
    APPROVED
    Since 2023-07-31
  • TX RA
    APPROVED
    Since 2023-07-31

Branch Locations

12860 El Camino Real Floor 02, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Diego CA 03/2013 12/2019
Jp Morgan Chase Bank San Diego CA 03/2013 12/2019
Jpmorgan Chase Bank Na La Jolla CA 12/2019 Present
Jpmorgan Securities Llc La Jolla CA 12/2019 Present
  • 03/2013 → 12/2019
    Jp Morgan Securities Llc
    San Diego, CA
  • 03/2013 → 12/2019
    Jp Morgan Chase Bank
    San Diego, CA
  • 12/2019 → Present
    Jpmorgan Chase Bank Na
    La Jolla, CA
  • 12/2019 → Present
    Jpmorgan Securities Llc
    La Jolla, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-31
S63 Uniform Securities Agent State Law Examination 2020-01-13
  • S65 Uniform Investment Adviser Law Examination
    2023-07-31
  • S63 Uniform Securities Agent State Law Examination
    2020-01-13
Other Names
  • David T Tieu
  • David Tieu
  • David Tan Tieu

View on SEC IAPD

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