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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-13
TX RA APPROVED 2026-01-07
  • FL RA
    APPROVED
    Since 2026-01-13
  • TX RA
    APPROVED
    Since 2026-01-07

Branch Locations

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 10/2010 12/2022
Charles Schwab And Co., Inc. Omaha NE 12/2022 01/2026
Wells Fargo Clearing Services, Llc Sarasota FL 01/2026 Present
  • 10/2010 → 12/2022
    Td Ameritrade
    Omaha, NE
  • 12/2022 → 01/2026
    Charles Schwab And Co., Inc.
    Omaha, NE
  • 01/2026 → Present
    Sarasota, FL
Previous Registrations
  • 2022-04-21 → 2025-11-09
    Sarasota, FL
  • 2013-07-09 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Sarasota, FL
    Sarasota, FL
  • 2013-07-09 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Sarasota, FL
Other Businesses

1) Hilltop Capital 1 LLC|Investment Related: No|4666 Poppleton Ave, Omaha, NE, 68106, USA|Real Estate (Non-Agent/Broker)|Partner|2/23/2023|Less than 20 hour/month - 0 during trading hours|Part owner of a rental property, | 2) Rental Property|Investment Related: No|Real Estate (Non-Agent/Broker)|I will own the rental property|5/1/2024|Less than 20 hour/month - 0 during trading hours|I will own a rental property| 3) Hilltop Capital 1 LLC|Investment Related:No|219 S 38th Ave;Omaha;NE;68131;United States|Real Estate (Non-Agent/Broker)|Partner|2024-05-03|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Part owner. I will not handle any day to day operations. RENTAL PROPERTY - 4525; INV RELATED; SARASOTA,FL; RENT;50% OWNERSHIP; START DATE: 04/14/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; VODA CLEANING AND RESTORATION OF SARASOTA; NOT INV RELATED; SARASOTA,FL; PROPERTY WATER DAMAGE AND MOLD MITIGATIO;51% OWNERSHIP; START DATE: 09/30/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-26
S63 Uniform Securities Agent State Law Examination 2010-12-21
  • S66 Uniform Combined State Law Examination
    2013-06-26
  • S63 Uniform Securities Agent State Law Examination
    2010-12-21

View on SEC IAPD

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