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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-13 |
| TX | RA | APPROVED | 2026-01-07 |
Branch Locations
1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 10/2010 | 12/2022 |
| Charles Schwab And Co., Inc. | Omaha | NE | 12/2022 | 01/2026 |
| Wells Fargo Clearing Services, Llc | Sarasota | FL | 01/2026 | Present |
1) Hilltop Capital 1 LLC|Investment Related: No|4666 Poppleton Ave, Omaha, NE, 68106, USA|Real Estate (Non-Agent/Broker)|Partner|2/23/2023|Less than 20 hour/month - 0 during trading hours|Part owner of a rental property, | 2) Rental Property|Investment Related: No|Real Estate (Non-Agent/Broker)|I will own the rental property|5/1/2024|Less than 20 hour/month - 0 during trading hours|I will own a rental property| 3) Hilltop Capital 1 LLC|Investment Related:No|219 S 38th Ave;Omaha;NE;68131;United States|Real Estate (Non-Agent/Broker)|Partner|2024-05-03|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Part owner. I will not handle any day to day operations. RENTAL PROPERTY - 4525; INV RELATED; SARASOTA,FL; RENT;50% OWNERSHIP; START DATE: 04/14/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; VODA CLEANING AND RESTORATION OF SARASOTA; NOT INV RELATED; SARASOTA,FL; PROPERTY WATER DAMAGE AND MOLD MITIGATIO;51% OWNERSHIP; START DATE: 09/30/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-21 |
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