Huong Christy Nguyen

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-01-13

CA RA
APPROVED

Since 2016-01-13

Branch Locations

Cwm Retail, Sales 3510 Leigh Avenue, San Jose, CA 95124 • United States

Citi Wealth Management, Sales One Market Plaza, 40Th Fl, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	Fremont	CA	09/2015	Present

09/2015 → Present

Citigroup

Fremont, CA

Previous Registrations

2014-08-28 → 2015-09-04

Strategic Advisers Llc

Palo Alto, CA

Other Businesses

Rental Property - San Jose, CA; Investment-related; Affiliation started on 11/01/2020; Title: Landlord; Duties: renting it out; 0 hours devoted each month during securities trading hours; 1 hour devoted each month outside securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-16
S63	Uniform Securities Agent State Law Examination	2011-08-31

S66 Uniform Combined State Law Examination

2013-08-16
S63 Uniform Securities Agent State Law Examination

2011-08-31

Other Names

Christy Huong Nguyen

View on SEC IAPD