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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-04-14 |
Branch Locations
53 Hughes Road,, Madison, AL 35758 • United States
53 Hughes Road, Madison, AL 35758 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntsville | AL | 08/2016 | 01/2020 |
| Raymond James & Associates, Inc | Huntsville | AL | 01/2020 | 07/2025 |
| Pivot Capital Partners Llc | Madison | AL | 07/2025 | 01/2026 |
| First Horizon Bank | Madison | AL | 01/2026 | Present |
| Lpl Financial Llc | Madison | AL | 04/2026 | Present |
1. 04/2026 - John and Christina Hearne - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Huntsville, AL, 35806 - OBA Start Date: 08/05/2024 2. 04/2026 - HDW Partners, LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Birmingham AL, AL, 35209 - OBA Start Date: 09/11/2023 3. Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Inv Rel - At Reported Business Location (s) - Start Date : 04/2026 4. 04/2026 - First Horizon Bank - Financial Institution Duty - Inv Related - 100 Hour(s)/Month - 100 Hour(s) During Trading - Madison, AL, 35758 - OBA Start Date: 03/25/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-26 |
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