Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • CA RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

15W 5Th St, Morgan Hill, CA 95037 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foothill Securities, Inc. Watsonville CA 11/2014 12/2016
Rnp Advisory Services, Inc. Morgan Hill CA 11/2014 03/2020
Morgan Hill Community Foundation Morgan Hill CA 10/2014 Present
Rnp Advisory Services / Rnp Estate & Insurance Morgan Hill CA 11/2014 03/2020
Securities America, Inc. Morgan Hill CA 12/2016 06/2024
Securities America Advisors Morgan Hill CA 03/2020 06/2024
Osaic Wealth, Inc. San Jose CA 06/2024 Present
Osaic Wealth, Inc. San Jose CA 06/2024 Present
  • 11/2014 → 12/2016
    Foothill Securities, Inc.
    Watsonville, CA
  • 11/2014 → 03/2020
    Rnp Advisory Services, Inc.
    Morgan Hill, CA
  • 10/2014 → Present
    Morgan Hill Community Foundation
    Morgan Hill, CA
  • 11/2014 → 03/2020
    Rnp Advisory Services / Rnp Estate & Insurance
    Morgan Hill, CA
  • 12/2016 → 06/2024
    Securities America, Inc.
    Morgan Hill, CA
  • 03/2020 → 06/2024
    Securities America Advisors
    Morgan Hill, CA
  • 06/2024 → Present
    San Jose, CA
  • 06/2024 → Present
    San Jose, CA
Previous Registrations
  • 2020-03-25 → 2024-06-14
    Securities America Advisors, Inc.
    Morgan Hill, CA
    Morgan Hill, CA
  • 2018-03-22 → 2020-04-07
    Rnp Advisory Services, Inc.
    Morgan Hill, CA
  • 2014-11-20 → 2017-12-31
    Rnp Advisory Services, Inc.
    Morgan Hill, CA
  • 2012-01-12 → 2014-11-18
    Securian Financial Services, Inc.
    San Mateo, CA
Other Businesses

1. LIFE INSURANCE SALES POSITION: insurance salesperson NATURE: Life insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2020 ADDRESS: 15 W. Fifth St., Morgan Hill CA 95037 DESCRIPTION: I sell term insurance when appropriate 2. MURPHY PROPERTIES POSITION: owner NATURE: Sole Prop. It is a property that I own and I rent to tenants. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2022 ADDRESS: 4101 4th Ave., Sacramento CA 95817, United States DESCRIPTION: I rent to tenants looking to stay in the Sacramento area 3. LIFE INSURANCE SALES POSITION: insurance sales person NATURE: Life insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2020 ADDRESS: 15 W. Fifth St., Morgan Hill CA 95037, United States DESCRIPTION: I sell term and permanent insurance when appropriate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-29
  • S66 Uniform Combined State Law Examination
    2011-06-29
Other Names
  • Lee-Michael Murphy

View on SEC IAPD

More in Morgan Hill, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor