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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foothill Securities, Inc. | Watsonville | CA | 11/2014 | 12/2016 |
| Rnp Advisory Services, Inc. | Morgan Hill | CA | 11/2014 | 03/2020 |
| Morgan Hill Community Foundation | Morgan Hill | CA | 10/2014 | Present |
| Rnp Advisory Services / Rnp Estate & Insurance | Morgan Hill | CA | 11/2014 | 03/2020 |
| Securities America, Inc. | Morgan Hill | CA | 12/2016 | 06/2024 |
| Securities America Advisors | Morgan Hill | CA | 03/2020 | 06/2024 |
| Osaic Wealth, Inc. | San Jose | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | San Jose | CA | 06/2024 | Present |
1. LIFE INSURANCE SALES POSITION: insurance salesperson NATURE: Life insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2020 ADDRESS: 15 W. Fifth St., Morgan Hill CA 95037 DESCRIPTION: I sell term insurance when appropriate 2. MURPHY PROPERTIES POSITION: owner NATURE: Sole Prop. It is a property that I own and I rent to tenants. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2022 ADDRESS: 4101 4th Ave., Sacramento CA 95817, United States DESCRIPTION: I rent to tenants looking to stay in the Sacramento area 3. LIFE INSURANCE SALES POSITION: insurance sales person NATURE: Life insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2020 ADDRESS: 15 W. Fifth St., Morgan Hill CA 95037, United States DESCRIPTION: I sell term and permanent insurance when appropriate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-29 |
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