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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-05 |
| CO | RA | APPROVED | 2017-08-18 |
Branch Locations
7375 W 52Nd Ave, Arvada, CO 80002 • United States
1905 S Wadsworth Blvd, Lakewood, CO 80227 • United States
1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Edwards | CO | 12/2007 | Present |
| Wells Fargo Advisors Llc | Lakewood | CO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lakewood | CO | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; AVON, CO; 100% OWNERSHIP; START DATE 7/1/2011; 1 HOUR PER MONTH; 0 DURING TRADING; DUTIES ARE LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-09 |
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