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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-05
CO RA APPROVED 2017-08-18
  • TX RA
    APPROVED_RES
    Since 2025-03-05
  • CO RA
    APPROVED
    Since 2017-08-18

Branch Locations

7375 W 52Nd Ave, Arvada, CO 80002 • United States

1905 S Wadsworth Blvd, Lakewood, CO 80227 • United States

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Edwards CO 12/2007 Present
Wells Fargo Advisors Llc Lakewood CO 01/2011 11/2016
Wells Fargo Clearing Services, Llc Lakewood CO 11/2016 Present
  • 12/2007 → Present
    Wells Fargo Bank Na
    Edwards, CO
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Lakewood, CO
  • 11/2016 → Present
    Lakewood, CO
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; AVON, CO; 100% OWNERSHIP; START DATE 7/1/2011; 1 HOUR PER MONTH; 0 DURING TRADING; DUTIES ARE LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-18
S63 Uniform Securities Agent State Law Examination 2010-11-09
  • S66 Uniform Combined State Law Examination
    2017-08-18
  • S63 Uniform Securities Agent State Law Examination
    2010-11-09
Other Names
  • Erik Ramos
  • Erik Hernandez

View on SEC IAPD

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