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White Plains, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| System Research Llc | White Plains | NY | 09/2008 | Present |
the name of the other business: Returnstream LLC is business is investment-related: yes the address of the other business: 21 Parkview Court, White Plains NY 10603 the nature of the other business: an online newsletter publisher of trading signals for stocks, mutual funds and ETFs your position/title: CEO and Managing Member (Sole Proprietor) the start date of your relationship: July 2015 the approximate number of hours/month you devote to other business: 7 hours per month the number of hours you devote to other business during securities trading hours: 0.33 briefly describe your duties relating to the other business: Upload trading signals to website returnstream.com the name of the other business: Global Dynamic Systems LLC is business is investment-related: no the address of the other business: 21 Parkview Court, White Plains NY 10603 the nature of the other business: creating artwork for sale your position/title: CEO and Managing Member (Sole Proprietor) the start date of your relationship: March 2012 the approximate number of hours/month you devote to other business: 8 hours per month the number of hours you devote to other business during securities trading hours: 0 briefly describe your duties relating to the other business: create paintings and sell on EBay
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-21 |
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