Best Investors
Account
Sign in
Scottsdale, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-31 |
| TX | RA | APPROVED_RES | 2025-07-30 |
| VA | RA | APPROVED | 2025-07-14 |
| CA | RA | APPROVED | 2025-07-11 |
| OH | RA | APPROVED | 2025-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Watch Guard Capital Llc | Akron | OH | 06/2016 | 09/2018 |
| James Phillips Pa Dba Phillips Financial Advisor | Akron | OH | 10/2018 | 02/2023 |
| Aw Securities | Folsom | CA | 10/2023 | 06/2025 |
| Allworth Financial | Folsom | CA | 10/2023 | 06/2025 |
| Unemployed | Copley | OH | 02/2023 | 10/2023 |
| Watch Guard Capital Llc | Copley | OH | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-08 |
Reach out to this advisor