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Current Employers
Capital Group Private Client Services, Inc.

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-09-07
IL RA APPROVED 2023-05-18
NV RA APPROVED 2023-05-09
NY RA APPROVED 2023-05-07
TX RA APPROVED_RES 2023-05-06
CA RA APPROVED 2021-07-01
  • GA RA
    APPROVED
    Since 2023-09-07
  • IL RA
    APPROVED
    Since 2023-05-18
  • NV RA
    APPROVED
    Since 2023-05-09
  • NY RA
    APPROVED
    Since 2023-05-07
  • TX RA
    APPROVED_RES
    Since 2023-05-06
  • CA RA
    APPROVED
    Since 2021-07-01

Branch Locations

333 South Hope Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Bank And Trust Company Los Angeles CA 01/2016 08/2020
Capital Bank &Amp; Trust Company Los Angeles CA 08/2020 07/2021
Capital Group Private Client Services, Inc. Los Angeles CA 07/2021 05/2023
Capital Group Private Client Services, Inc. Los Angeles CA 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-03
  • S65 Uniform Investment Adviser Law Examination
    2012-08-03
Other Names
  • Andy O'DOnnell

View on SEC IAPD

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