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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-29
LA RA APPROVED 2021-04-28
  • TX RA
    APPROVED_RES
    Since 2021-04-29
  • LA RA
    APPROVED
    Since 2021-04-28

Branch Locations

Mandeville, LA • United States

1070B W Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Mandeville LA 09/2010 04/2021
Sciortino Financial, Llc Mandeville LA 01/2010 Present
Guardian Life Insurance Company Mandeville LA 09/2012 Present
Assurity Life Insurance Company Lincoln NE 07/2017 Present
Avantax Insurance Services, Llc Mandeville LA 08/2018 04/2021
Brunet & Sciortino Cpas Llc Mandeville LA 11/2018 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2021 Present
  • 09/2010 → 04/2021
    Avantax Investment Services, Inc.
    Mandeville, LA
  • 01/2010 → Present
    Sciortino Financial, Llc
    Mandeville, LA
  • 09/2012 → Present
    Guardian Life Insurance Company
    Mandeville, LA
  • 07/2017 → Present
    Assurity Life Insurance Company
    Lincoln, NE
  • 08/2018 → 04/2021
    Avantax Insurance Services, Llc
    Mandeville, LA
  • 11/2018 → Present
    Brunet & Sciortino Cpas Llc
    Mandeville, LA
  • 04/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2021 → Present
    Fairfield, IA
Previous Registrations
  • 2011-10-04 → 2021-05-03
    Avantax Advisory Services
    Madisonville, LA
Other Businesses

1) SCIORTINO FINANCIAL, LLC, 124 BUTTERNUT LANE, MANDEVILLE, LA, CPA ENROLLED AGENT/ TAX PREP, 01/01/10, INV REL, 20 HR/WK- 4/TRADING HR. 2) GUARDIAN LIFE INSURANCE COMPANY, 1070B W CAUSEWAY APPROACH, MANDEVILLE, LA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 09/01/12, NIR, 4 HR/YR- 4/TRADING HR. 3) ASSURITY LIFE INSURANCE COMPANY, 2000 Q STREET, LINCOLN NE, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/01/17, NIR, 1 HR/YR- 0/TRADING HR. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/28/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 5) NORTHSHORE FOOD BANK, 125 W 30TH AVE COVINGTON LA 70433, 01/2023, BOARD MEMBER, CIVIC, NIR, 1 HR/MO 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-16
S63 Uniform Securities Agent State Law Examination 2010-12-22
  • S65 Uniform Investment Adviser Law Examination
    2011-07-16
  • S63 Uniform Securities Agent State Law Examination
    2010-12-22
Other Names
  • Michael Frank Sciortino

View on SEC IAPD

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