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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-29 |
| LA | RA | APPROVED | 2021-04-28 |
Branch Locations
Mandeville, LA • United States
1070B W Causeway Approach, Mandeville, LA 70471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Mandeville | LA | 09/2010 | 04/2021 |
| Sciortino Financial, Llc | Mandeville | LA | 01/2010 | Present |
| Guardian Life Insurance Company | Mandeville | LA | 09/2012 | Present |
| Assurity Life Insurance Company | Lincoln | NE | 07/2017 | Present |
| Avantax Insurance Services, Llc | Mandeville | LA | 08/2018 | 04/2021 |
| Brunet & Sciortino Cpas Llc | Mandeville | LA | 11/2018 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2021 | Present |
1) SCIORTINO FINANCIAL, LLC, 124 BUTTERNUT LANE, MANDEVILLE, LA, CPA ENROLLED AGENT/ TAX PREP, 01/01/10, INV REL, 20 HR/WK- 4/TRADING HR. 2) GUARDIAN LIFE INSURANCE COMPANY, 1070B W CAUSEWAY APPROACH, MANDEVILLE, LA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 09/01/12, NIR, 4 HR/YR- 4/TRADING HR. 3) ASSURITY LIFE INSURANCE COMPANY, 2000 Q STREET, LINCOLN NE, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/01/17, NIR, 1 HR/YR- 0/TRADING HR. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/28/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 5) NORTHSHORE FOOD BANK, 125 W 30TH AVE COVINGTON LA 70433, 01/2023, BOARD MEMBER, CIVIC, NIR, 1 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-22 |
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