Nilima Agrawal

Current Employers

Safe Money Inc.

San Jose, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-11-06

CA RA
APPROVED

Since 2019-11-06

Branch Locations

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Anomalous Business Systems	San Jose	CA	11/2019	Present
N/A	N/A	CA	09/2015	06/2019
Anomalous Business Systems Inc.	San Jose	CA	06/2019	11/2019
Anomalous Business Systems Inc.	San Jose	CA	07/2022	Present

11/2019 → Present

Anomalous Business Systems

San Jose, CA
09/2015 → 06/2019

N/A

N/A, CA
06/2019 → 11/2019

Anomalous Business Systems Inc.

San Jose, CA
07/2022 → Present

Anomalous Business Systems Inc.

San Jose, CA

Previous Registrations

2015-01-06 → 2015-09-18

Osaic Services, Inc.

Scottsdale, AZ

San Jose, CA
2011-05-26 → 2013-03-27

Commonwealth Financial Network

San Jose, CA

Other Businesses

Tax Preparation; Investment related: No; 1515 Lincoln Ave San Jose California 95125 United States; making Tax returns for Individual Clients, and few Corps.; Individual; 2022-03-17; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 10.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-10-24
S66	Uniform Combined State Law Examination	2011-05-19

S65 Uniform Investment Adviser Law Examination

2019-10-24
S66 Uniform Combined State Law Examination

2011-05-19

View on SEC IAPD