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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-01 |
Branch Locations
110 Linden Oaks, Ste B, Rochester, NY 14625 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Rochester | NY | 03/2016 | 01/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Rochester | NY | 03/2016 | 01/2018 |
| Cadaret, Grant & Co., Inc. | Waterloo | NY | 05/2020 | 07/2024 |
| Chewco Llc | Rochester | NY | 02/2018 | 07/2019 |
| Mgm Associates Insurance | Penfield | NY | 08/2019 | 06/2020 |
| Lpl Financial Llc | Waterloo | NY | 08/2024 | Present |
1) 05/29/2024 - Thomson C. Chew Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/1/2024 - 60 Hrs/Mo; 40 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-20 |
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