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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-04-04 |
| NY | RA | APPROVED | 2024-04-03 |
| CT | RA | APPROVED | 2024-03-08 |
Branch Locations
Pompano Beach, FL • United States
Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States
5100 Town Center Circle, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Stamford | CT | 07/2014 | 08/2019 |
| First Republic Investment Management, Inc | Greenwich | CT | 09/2019 | Present |
| First Republic Securities Company, Llc | Greenwich | CT | 09/2019 | 10/2023 |
| J.P. Morgan Securities Llc | Palm Beach Gardens | FL | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Palm Beach Gardens | FL | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-07 |
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