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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-04-04
NY RA APPROVED 2024-04-03
CT RA APPROVED 2024-03-08
  • FL RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-04-04
  • NY RA
    APPROVED
    Since 2024-04-03
  • CT RA
    APPROVED
    Since 2024-03-08

Branch Locations

Pompano Beach, FL • United States

Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States

5100 Town Center Circle, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Stamford CT 07/2014 08/2019
First Republic Investment Management, Inc Greenwich CT 09/2019 Present
First Republic Securities Company, Llc Greenwich CT 09/2019 10/2023
J.P. Morgan Securities Llc Palm Beach Gardens FL 09/2023 Present
Jpmorgan Chase Bank, N.A. Palm Beach Gardens FL 10/2023 Present
  • 07/2014 → 08/2019
    Stamford, CT
  • 09/2019 → Present
    First Republic Investment Management, Inc
    Greenwich, CT
  • 09/2019 → 10/2023
    First Republic Securities Company, Llc
    Greenwich, CT
  • 09/2023 → Present
    Palm Beach Gardens, FL
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Palm Beach Gardens, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-07
  • S66 Uniform Combined State Law Examination
    2013-03-07
Other Names
  • Allison Mcadam
  • Allison Leigh Mcadam

View on SEC IAPD

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