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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-09-29
  • MA RA
    APPROVED
    Since 2020-09-29

Branch Locations

Westfield, MA • United States

875 3Rd Ave Fl 23, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert Roy Wilbraham MA 09/2010 05/2020
Northwestern Mutual Investment Services Llc Wilbraham MA 08/2016 01/2017
Northwestern Mutual Investment Services Llc Wilbraham MA 03/2017 05/2020
David Bonomi W Springfield MA 07/2020 02/2024
Northwestern Mutual Investment Services Llc W Springfield MA 07/2020 02/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2020 Present
Northwestern Mutual Investment Services Llc Newburyport MA 02/2024 Present
Matthew Prunier Newburyport MA 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-24
  • S66 Uniform Combined State Law Examination
    2017-07-24
Other Names
  • April Lynn Burgess
  • April Lynn Burgess
  • April Lynn Burgess
  • April Lynn Burgess
  • April Lynn Vight

View on SEC IAPD

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