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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2019-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2013 | 06/2017 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2013 | 06/2017 |
| Unemployed | Nashville | TN | 06/2017 | 06/2018 |
| Guardian Life Insurance Co Of America | Brentwood | TN | 06/2018 | 06/2019 |
| Park Avenue Securities | Brentwood | TN | 08/2018 | 06/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2019 | Present |
1. THE JARLEMAES GROUP, 5878 E ASHLAND DR, NASHVILLE, TN, 10/2018. DIRECTOR, LLC TO PURCHASE REAL ESTATE. NIR-10/WK-0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-30/TRADING 01/16/13 3. UFSC, LLC, 5878 EAST ASHLAND DR, FOREST HILLS TN 37215, 10/2023, USING A DBA FOR SECURITIES BUSINESS, INV REL, 160 HR/MO - 120 HR/TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-05 |
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