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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-21 |
| CA | RA | APPROVED | 2018-06-29 |
Branch Locations
24025 Park Sorrento Ste 440, Calabasas, CA 91302-4018 • United States
333 City Blvd W 3Rd Fl, Orange, CA 92868 • United States
136 W Canon Perdido St Ste 230, Santa Barbara, CA 93101 • United States
Irvine, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tustin | CA | 08/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Orange | CA | 03/2020 | Present |
Outside Employment; R&J Pacific Management LLC; I am an associate financial advisor in the franchise.; I work for an Ameriprise franchise owner as an Associate Financial Advisor. I receive employment income directly from the franchise owner.; 24025 Park Sorrento, , Calabasas, CA, 91302; Not Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-14 |
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