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6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Atlanta | GA | 03/2015 | 01/2019 |
| F Link Forester | Atlanta | GA | 03/2015 | 01/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2015 | 01/2019 |
| Personal Capital Advisors Corporation | Atlanta | GA | 03/2019 | 04/2020 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2020 | 11/2024 |
| Mai Capital Management, Llc | Cleveland | OH | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-21 |
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